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I.
Objective
This statement sets forth the
Municipal Authority of the Borough of Derry’s policy with regards to the
“Open Records Act”, also known as the “Right to Know Law”, 65 P.S.
§66.1. It establishes the policy regarding the examination,
inspection, or duplication of the Municipal Authority of the Borough of
Derry’s (hereafter known as the Authority), records. The Authority
reserves the right to amend this policy at any time. All Authority
employees shall read this policy prior to processing any record
requests.
II.
Scope
This policy covers all Authority
employees and all Authority records requests.
III.
Definitions
A.
Public Record:
The term “public record” includes:
i. Any account, voucher or
contract dealing with the receipt or disbursement of funds by the
Authority or its acquisition, use or disposal of services or of
supplies, materials, equipment or other property; and
ii.
Any minute, resolution, order
or decision by the Authority fixing the personal or property rights,
privileges, immunities, duties or obligations of any person or group of
persons.
The term “public record” does
not include:
i. Any report, communication or
other paper that would disclose the beginning progress or result of an
investigation undertaken by the Authority in the performance of its
official duties.
ii.
Any report, memorandum or
other paper, access to or the publication of which is prohibited,
restricted or forbidden by law or order or decree of court, or which
would operate to the prejudice or impairment of a person’s reputation or
personal security, or which would result in the loss by the Authority of
Federal Funds, except that any conviction for any criminal act is
permitted to be disclosed.
B.
Record:
Any document maintained by an agency,
in any form, whether public or not.
C.
Requester:
Any person who is a resident of the
Commonwealth and requests a record pursuant to the Right to Know Act.
D.
Response:
Access to a record OR the Authority’s
written notice granting, denying or partially granting and partially
denying access to a record.
IV.
Policy
A.
Procedure for access
to public records
As a general rule, all public records
within the possession of the Authority must be accessible for inspection
and duplication during the regular business hours of the Authority’s
Office to any person who resides in the Commonwealth of Pennsylvania.
B.
Requests
Requests may be (1) VERBAL, (2)
ANONYMOUS, or (3) WRITTEN. Requests may not be made
via E-MAIL. A request does not need to include any explanation as
to the purpose of the request or the intended use of the records
requested. The Authority may not deny a request based upon any
belief as to the intended use of the records.
(1)
VERBAL REQUESTS: ALL VERBAL
requests must be directed toward the Authority ‘s “Manager” at: 620 N.
Chestnut St., Derry, PA 15627
(2)
ANONYMOUS REQUESTS: If the
request is ANONYMOUS, and the requester later wants to pursue the
remedies or relief set forth in the Right to Know Act, a WRITTEN request
must then be submitted.
(3)
WRITTEN REQUESTS:
a.
WRITTEN requests may be
submitted in person, by mail, or by facsimile.
b.
ALL WRITTEN requests must:
1)
be addressed and directed to
the Authority “Manager” 620 N. Chestnut St., Derry, PA 15627
2.
identify or describe the
records so that the Authority can ascertain what records are
being requested; and
3) include the name and
address where the Authority should send its response.
C.
THE AUTHORITY’S RESPONSE TO
REQUESTS
Upon receipt of a WRITTEN request for
records, the Authority shall determine if the records are public records
and will respond accordingly to the request within five (5) business
days from the date of receipt of the request.
If the Authority fails to respond
within five (5) business days from the date of receipt of the written
request, the request is considered denied.
EXCEPTION:
Upon receipt of a written request, if the Authority determines that one
of the following applies:
1)
the records require redaction
as set forth in Section F below:
2)
the records must be retrieved
from a storage unit;
3)
a response within five (5)
days is not feasible due to specific staffing limitations;
4)
the records must be legally
reviewed to determine whether they are public records within the meaning
of the Right to Know Act;
5)
the request was not made in
accordance with the Authority’s policies regarding access to public
records; or
6)
the requester refuses to pay
the Authority’s applicable fees,
then the Authority must send a
written notice to the requester within five (5) business days of the
receipt of the request stating that the request is being reviewed, the
reason for the review, and that a response is expected to be forthcoming
within thirty (30) days.
D.
GRANTED REQUESTS
If no exceptions preclude the release
of the records, the Authority shall comply with the request and forward
a copy of the records to the requester within five (5) business days of
the receipt of the request. Upon request, the documents may be
certified by the appropriate public official upon payment of any
applicable fees.
E.
DENIALS
If the Authority determines that the
requester is not entitled to the records, or is only entitled to part of
the records, the Authority must issue a written response to the
requester that includes:
1)
A description of the requested
record;
2)
The specific reasons for the
denial, including any citation of supporting legal authority. If the
denial is based on the determination that the records are not public
records, the Authority’s specific reasons why they are not public
records must be included;
3)
The typed name, title,
business address, business telephone number and signature of the
Authority employee or official who denied the request or on whose
authority the denial is issued;
4)
The date of the response;
5)
The procedure to appeal the
denial pursuant to the Right to Know Act, as set forth in Section G
below.
F.
REDACTION
If the Authority determines that a
public record contains information which is subject to access as well as
information that is privileged, the Authority shall separate out and
give the requester access to that part of the record that the requester
is entitled to, and shall deny the requester access to the privileged
information.
If the requested information which is
not subject to access is an integral part of the public record and
cannot be separated, the Authority will redact that privileged
information from the records and give the requester the redacted public
records. Redacted information is deemed a denial under the Right
to Know Act.
The Authority may NOT deny access to
the public record if the privileged information can be redacted.
G.
APPEAL PROCEDURE
1.
APPEAL TO THE AUTHORITY
If the Authority denies a written
request, the requester may file exceptions with the Authority’s board of
directors within fifteen (15) days of the mailing date of the
Authority’s response or within fifteen (15) days of a deemed denial.
These exceptions must state the
grounds upon which the requester asserts that the record is a public
record and should address the grounds stated by the Authority for
delaying or denying the request.
The Authority’s Board of Directors
final determination regarding the requester’s exceptions must be made
within thirty (30) days of the mailing date of the exceptions.
Prior to issuing the final
determination, the Authority’s Board of Directors may conduct a hearing.
This determination is the final order
of the Authority.
If the Authority’s Board of Directors
determines that the Authority correctly denied the request, the
Authority’s Board of Directors shall provide a written explanation of
the reason(s) for the denial to the requester.
2.
JUDICIAL APPEAL
Within thirty (30) days of the
Authority’s denial or of the mailing date of the Authority’s Board of
Directors final determination affirming a denial, a requester may file a
petition for review in the Court of Common Pleas of Westmoreland County
or bring an action in the applicable magisterial district.
The Authority must be served with
proper notice of such an action, and shall have an opportunity to
respond in accordance with applicable court rules.
The JUDICIAL RECORD before the court
shall consist of:
1)
the request;
2)
the Authority’s response
3)
the requester’s exceptions, if
any;
4)
the hearing transcript, if any
; and
5)
the Authority’s Board of
Directors final determination, if any.
H.
FEES
POSTAGE: Fees for postage may
not exceed the actual cost of mailing.
DUPLICATION: Fees for duplication
shall be the reasonable cost of $.50 per page as well as a fee of
$15.00/hour for the time involved in duplicating the records.
CERTIFICATION: The Certification of
any copy of a public record shall be an additional charge of $12.00 over
and above the actual duplication expenses.
WAIVER OF FEES: The Authority may
waive the fees for the duplication of a public record in the event that:
1)
the requester duplicates the
public record; or
2)
the Authority Board of
Directors determines that it is in the public interest to do so.
LIMITATION: No other fees may be
imposed by the Authority
PREPAYMENT: If the fees required to
fulfill a request are expected to exceed $100.00, the Authority may
require the requester to prepay an estimate of said fees.
I.
IMPLEMENTATION
The above policy shall take effect on
March 12, 2003 and supersedes all previous ”Right to Know” policies of
the Municipal Authority of the Borough of Derry, Westmoreland County,
Pennsylvania.
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