“The Right to Know”
Policy
I.
Objective
This statement sets forth the Municipal
Authority of the Borough of Derry’s policy with regards to the “Open Records
Act”, also known as the “Right to Know Law”, 65 P.S. §66.1. It establishes
the policy regarding the examination, inspection, or duplication of the
Municipal Authority of the Borough of Derry’s (hereafter known as the
Authority), records. The Authority reserves the right to amend this policy
at any time. All Authority employees shall read this policy prior to
processing any record requests.
II.
Scope
This policy covers all Authority employees
and all Authority records requests.
III.
Definitions
A.
Public Record:
The term “public record” includes:
i. Any account, voucher or contract
dealing with the receipt or disbursement of funds by the Authority or its
acquisition, use or disposal of services or of supplies, materials,
equipment or other property; and
ii.
Any minute, resolution, order or
decision by the Authority fixing the personal or property rights,
privileges, immunities, duties or obligations of any person or group of
persons.
The term “public record” does not
include:
i. Any report, communication or
other paper that would disclose the beginning progress or result of an
investigation undertaken by the Authority in the performance of its official
duties.
ii.
Any report, memorandum or other
paper, access to or the publication of which is prohibited, restricted or
forbidden by law or order or decree of court, or which would operate to the
prejudice or impairment of a person’s reputation or personal security, or
which would result in the loss by the Authority of Federal Funds, except
that any conviction for any criminal act is permitted to be disclosed.
B.
Record:
Any document maintained by an agency, in
any form, whether public or not.
C.
Requester:
Any person who is a resident of the
Commonwealth and requests a record pursuant to the Right to Know Act.
D.
Response:
Access to a record OR the Authority’s
written notice granting, denying or partially granting and partially denying
access to a record.
IV.
Policy
A.
Procedure for access to
public records
As a general rule, all public records
within the possession of the Authority must be accessible for inspection and
duplication during the regular business hours of the Authority’s Office to
any person who resides in the Commonwealth of Pennsylvania.
B.
Requests
Requests may be (1) VERBAL, (2) ANONYMOUS,
or (3) WRITTEN. Requests may not be made via E-MAIL. A
request does not need to include any explanation as to the purpose of the
request or the intended use of the records requested. The Authority may not
deny a request based upon any belief as to the intended use of the records.
(1)
VERBAL REQUESTS: ALL VERBAL
requests must be directed toward the Authority ‘s “Manager” at: 620 N.
Chestnut St., Derry, PA 15627
(2)
ANONYMOUS REQUESTS: If the request
is ANONYMOUS, and the requester later wants to pursue the remedies or relief
set forth in the Right to Know Act, a WRITTEN request must then be
submitted.
(3)
WRITTEN REQUESTS:
a.
WRITTEN requests may be submitted
in person, by mail, or by facsimile.
b.
ALL WRITTEN requests must:
1)
be addressed and directed to the
Authority “Manager” 620 N. Chestnut St.,
Derry, PA 15627
2.
identify or describe the records so
that the Authority can ascertain what records are being requested;
and
3) include the name and address where
the Authority should send its response.
C.
THE AUTHORITY’S RESPONSE TO
REQUESTS
Upon receipt of a WRITTEN request for
records, the Authority shall determine if the records are public records and
will respond accordingly to the request within five (5) business days from
the date of receipt of the request.
If the Authority fails to respond within
five (5) business days from the date of receipt of the written request, the
request is considered denied.
EXCEPTION:
Upon receipt of a written request, if the Authority determines that one of
the following applies:
1)
the records require redaction as
set forth in Section F below:
2)
the records must be retrieved from
a storage unit;
3)
a response within five (5) days is
not feasible due to specific staffing limitations;
4)
the records must be legally
reviewed to determine whether they are public records within the meaning of
the Right to Know Act;
5)
the request was not made in
accordance with the Authority’s policies regarding access to public records;
or
6)
the requester refuses to pay the
Authority’s applicable fees,
then the Authority must send a written
notice to the requester within five (5) business days of the receipt of the
request stating that the request is being reviewed, the reason for the
review, and that a response is expected to be forthcoming within thirty (30)
days.
D.
GRANTED REQUESTS
If no exceptions preclude the release of
the records, the Authority shall comply with the request and forward a copy
of the records to the requester within five (5) business days of the receipt
of the request. Upon request, the documents may be certified by the
appropriate public official upon payment of any applicable fees.
E. DENIALS
If the Authority determines that the
requester is not entitled to the records, or is only entitled to part of the
records, the Authority must issue a written response to the requester that
includes:
1)
A description of the requested
record;
2)
The specific reasons for the
denial, including any citation of supporting legal authority. If the denial
is based on the determination that the records are not public records, the
Authority’s specific reasons why they are not public records must be
included;
3)
The typed name, title, business
address, business telephone number and signature of the Authority employee
or official who denied the request or on whose authority the denial is
issued;
4)
The date of the response;
5)
The procedure to appeal the denial
pursuant to the Right to Know Act, as set forth in Section G below.
F.
REDACTION
If the Authority determines that a public
record contains information which is subject to access as well as
information that is privileged, the Authority shall separate out and give
the requester access to that part of the record that the requester is
entitled to, and shall deny the requester access to the privileged
information.
If the requested information which is not
subject to access is an integral part of the public record and cannot be
separated, the Authority will redact that privileged information from the
records and give the requester the redacted public records. Redacted
information is deemed a denial under the Right to Know Act.
The Authority may NOT deny access to the
public record if the privileged information can be redacted.
G.
APPEAL PROCEDURE
1.
APPEAL TO THE AUTHORITY
If the Authority denies a written request,
the requester may file exceptions with the Authority’s board of directors
within fifteen (15) days of the mailing date of the Authority’s response or
within fifteen (15) days of a deemed denial.
These exceptions must state the grounds
upon which the requester asserts that the record is a public record and
should address the grounds stated by the Authority for delaying or denying
the request.
The Authority’s Board of Directors final
determination regarding the requester’s exceptions must be made within
thirty (30) days of the mailing date of the exceptions.
Prior to issuing the final determination,
the Authority’s Board of Directors may conduct a hearing.
This determination is the final order of
the Authority.
If the Authority’s Board of Directors
determines that the Authority correctly denied the request, the Authority’s
Board of Directors shall provide a written explanation of the reason(s) for
the denial to the requester.
2.
JUDICIAL APPEAL
Within thirty (30) days of the Authority’s
denial or of the mailing date of the Authority’s Board of Directors final
determination affirming a denial, a requester may file a petition for review
in the Court of Common Pleas of Westmoreland County or bring an action in
the applicable magisterial district.
The Authority must be served with proper
notice of such an action, and shall have an opportunity to respond in
accordance with applicable court rules.
The JUDICIAL RECORD before the court shall
consist of:
1)
the request;
2)
the Authority’s response
3)
the requester’s exceptions, if any;
4)
the hearing transcript, if any ;
and
5)
the Authority’s Board of Directors
final determination, if any.
H.
FEES
POSTAGE: Fees for postage may not exceed
the actual cost of mailing.
DUPLICATION: Fees for duplication shall be
the reasonable cost of $.50 per page as well as a fee of $15.00/hour for the
time involved in duplicating the records.
CERTIFICATION: The Certification of any
copy of a public record shall be an additional charge of $12.00 over and
above the actual duplication expenses.
WAIVER OF FEES: The Authority may waive
the fees for the duplication of a public record in the event that:
1)
the requester duplicates the public
record; or
2)
the Authority Board of Directors
determines that it is in the public interest to do so.
LIMITATION: No other fees may be imposed
by the Authority
PREPAYMENT: If the fees required to
fulfill a request are expected to exceed $100.00, the Authority may require
the requester to prepay an estimate of said fees.
I.
IMPLEMENTATION
The above policy shall take effect on
March 12, 2003 and supersedes all previous ”Right to Know” policies of the
Municipal Authority of the Borough of Derry, Westmoreland County,
Pennsylvania.